Jobs At Hodge
Closing Date:
10th of November 2020
Contract Details:
Working Hours:

Compliance Manager

We are seeking a Compliance  Manager with extensive knowledge of compliance and FCA/PRA regulation within financial services in the UK who will be responsible for ensuring our organisation adheres to applicable UK legal regulations.

The role holder will be responsible for a full range of compliance activities, including – Compliance Framework, advisory, policies & procedures, horizon scanning (regulatory requirements) and compliance projects.

This role reports directly to the Head of Compliance and is positioned in the organisations second line of defence Risk & Compliance team.

Your key responsibilities will include:

  • Horizon Scanning
  • Development of a robust Compliance Assurance Plan
  • Reviewing, updating and embedding existing policies and procedures to ensure the organisation is in line with relevant regulations
  • Regular compliance reporting, including monitoring of key metrics, to be taken through the organisation’s governance structure
  • Providing advice to the business on compliance matters
  • On-going development and leadership of the Compliance team.

Candidates must have knowledge of FCA principles and internal controls preferably within the banking industry alongside more general compliance understanding and the ability to interpret and advise the business on compliance requirements.

The ability to produce and present high-quality focused material for Executive and Board level committees and to senior management is essential, along with strong communication and effective negotiation skills.

To be successful in this role you will effectively build and maintain collaborative relationships with both internal and external stakeholders at all levels across the business and have the ability to challenge business stakeholders objectively.

This is an exciting and diverse role and will suit a motivated and ambitious individual who is a self-starter looking for the next step in their career. Candidates will need to demonstrate a strong background of compliance experience and keep ahead of developing regulation. Previous experience of horizon scanning and developing ongoing compliance assurance monitoring will be key requirements for the role.

Interested?  Please click to apply!  Shortlisted candidates will be invited to a virtual interview.